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Back issues of Compliance & Risk Journal
This page sets out the subject matter of the main articles in each edition of Compliance & Risk journal to date. To search for a specific word/subject on this page, click Ctrl+F on the keyboard.
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To purchase a copy of any journal back issues simply send us an email detailing your order or call our Journal Subscriptions department on: +44 (0)845 226 5723.
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September/October 2013
Volume 2, Issue 5
View Front Cover (PDF)
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News Items
- Irish DPC advises on Facebook's astonishing about-face
- Nasdaq's outage highlights technical 'glitches' as a major market risk
- Lloyds sells off assets to meet regulatory demands
- Walmart shelves plans for Indian expansion
- Legal services regulation fails to protect consumers
- Hedge funds deadline sees 16 member states adrift
- Vodaphone agrees huge settlement with HMRC
Articles
- Preparing for the worst: Simple steps for managing a compliance crisis - Vivian Robinson QC & Rose Parlane, McGuireWoods London LLP
- Data security: Protecting your information assets - Ashley Hurst & Louise Lambert, Olswang LLP
- Compliance investigations: Avoiding the employment law trip wires - Joanna Ludlam, Daniel Ellis & Yvonne Deeprose, Baker & McKenzie
- Data security breach: Part 2 - How to respond in a crisis and reduce risk - Ashley Hurst and Louise Lambert, Olswang LLP
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July/August 2013
Volume 2, Issue 4
View Front Cover (PDF)
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News Items
- Chinese regulators mobilise against multi-national companies
- EDPS finds major faults with new antimoney-laundering proposals
- 10m euro fine for UBS France
- MPs caught out by cookie law
- John Prescott leaves Privy Council in protest
- Corruption worsening reports Transparency International
Articles
- Consumer credit in the UK: Preparing for FCA supervision - Bill McCaffrey, CMS Cameron McKenna
- Data security: Protecting your information assets - Ashley Hurst & Louise Lambert, Olswang LLP
- Pension reforms: Changes to the UK state pension regime - Chris Judge, Reeves Accountants & Business Advisers
- The Defamation Act 2013: The impact on the legal risks of using social media - Laura Scaife, Hill Dickinson LLP
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May/June 2013
Volume 2, Issue 3
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News Items
- Bloomberg snooping ‘reprehensible’ says Bank of England
- Financial Conduct Authority off to a sprint start with £3m fine for JPMorgan
- FCA fines JPMorgan £3m
- Torture claims test case
- Senate confirms Mary Jo White as new head of SEC
- OFT targets payday lenders
- Banks escape immediate competition inquiry
Articles
- Six months on and any further forward? Living in a post-Leveson world - Ashley Hurst & Jack Gilbert, Olswang LLP
- Compliance Statements in Irish Law - Peter Osborne, McCann FitzGerald
- Mixed Messages and the Burden of Regulation for Small and Medium Enterprises (SMEs) in the UK Financial Services Sector - James O’Brien FCA of Reeves Accountants & Business Advisers
- Remuneration Code: proposals to increase number of staff caught by the remuneration rules - Nicholas Stretch & Isabel Pooley, CMS Cameron McKenna
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March/April 2013
Volume 2, Issue 2
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News Items
- Competition Commission attacks ‘Big Four’ accountancy firms
- FSA to assess cyber security plans of 30 major financial firms
- Single regulator possible for legal profession
- SSE to pay £10.5m, the largest ever Ofgem fine
- European Parliament supports the 'right to be forgotten'
- TUPE rights can be interpreted 'dynamically'
- SRA begins enforcement action
Articles
- The impact of bribery and corruption issues throughout the life cycle of a mergers & acquisition transaction - Emily Carlisle, Joanna Ludlam, Gordon Low and Mark Simpson, Baker & McKenzie
- Using social media for selling: compliance with consumer protection and trading standards - Laura Scaife, Hill Dickinson LLP
- Ireland to consolidate anticorruption law - Karyn Harty, McCann FitzGerald
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January/February 2013
Volume 2, Issue 1
View Front Cover (PDF)
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News Items
- Barclays bank chief tells staff to shape up or ship out!
- Sony receives third largest fine for data protection breach
- Radical reform of TUPE
- OFT calls for simpler complaints regime for lawyers
- US tax evasion fine spells demise of oldest Swiss bank
Articles
- British Standard BS10500 - the new corporate compliance standard for anti-bribery & corruption - Keith Read, LRN
- Regulatory reform: Consultation on the new PRA and FCA regimes for Approved Persons - Ash Saluja, Simon Morris & Paul Edmondson, CMS Cameron McKenna
- Compliance risks in EU competition law: Penalising obstruction in EU cartel - John Cassels, Field Fisher Waterhouse
- Regulatory compliance for solicitors: Software review for COLPs and COFAs - Jonathan Bray, Jonathan Bray Legal Services
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