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Back issues of Compliance & Risk Journal
This page sets out the subject matter of the main articles in each edition of Compliance & Risk journal to date. To search for a specific word/subject on this page, click Ctrl+F on the keyboard.
Back issues of Compliance & Risk journal are charged at £105.00 (€135.00) each for a hard copy (including postage and packing) and £130.00 + VAT (€165.00 + VAT) each for the electronic version (PDF format).
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March/April 2016
Volume 5, Issue 2
View Front Cover (PDF)
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News Items
- EU and US agree new pact for data transfer across the Atlantic
- Qualcomm agrees to settle bribery charges for $7.5m
- EC confirms one year delay for entire MiFID II package
- New regulations for UK gender pay gap reporting
- In-house legal counsel subject to the Senior Managers Regime?
- New legal remedies for zero hours contract workers
- First conviction for Bribery Act corporate offence
Articles
- Invalidity of EU-US Safe Harbor: Practical Implications Part 1 - Sana Khan, Attorney at Arista Networks Inc
- New guidelines on sentencing for health and safety and food safety: Will they make a difference? - Ailish Oxenforth, DLA Piper UK LLP
- Financial services sector update: new rules on regulatory references and whistleblowing - Sarah Ozanne, CMS Cameron McKenna LLP
- Book review - Business Social Responsibility: CSR for SMEs - reviewed by Brendan O’Brien, Vice President, Legal, Barclays Bank
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January/February 2016
Volume 5, Issue 1
View Front Cover (PDF)
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News Items
- Thames Water fined £1m for polluting Grand Union Canal
- Insider trading prosecution starts putting FCA reputation in spotlight
- Consultation on British bill of rights set for 2016
- SRA backs call for independent legal regulators
- Who will head FCA?
- China’s forex regulator reassures global markets
- Revised UK water merger regime takes effect
Articles
- Time for a holiday? Overtime, commission and the holiday pay problem - Stephen Ratcliffe & Robert Marsh, Baker & McKenzie LLP
- Practitioner’s insight into the new EU Data Regulation - Sana Khan, Attorney at Arista Networks Inc.
- The Brussels Regulation (recast) - Sarah Grenfell & Kushal Gandhi, CMS Cameron McKenna LLP
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November/December 2015
Volume 4, Issue 6
View Front Cover (PDF)
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News Items
- New guidelines on sentencing for health & safety offences
- FCA sets out new whistleblowing requirements for regulated firms
- UK boards not facing up to Brexit risks
- Takeover Panel censures Freshfields and HFW
- New chief legal ombudsman appointed
- US safety report causes crisis at airbag company
Articles
- UK Consumer Rights Act 2015: Reforms to the private enforcement of competition law - Howard Cartlidge & Lucy Davies Olswang LLP
- The Vital Verifications: risks inherent in verifying online compliance training - Keith Read, LRN
- Software review: Technology company: Comprobo Technology: Presence Assure View Assure RoboProctor - Keith Read, LRN
- The UK Consumer Rights Act 2015: Unfair contract terms considered - Eimear O’Brien, Hogan Lovells LLP
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September/October 2015
Volume 4, Issue 5
View Front Cover (PDF)
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News Items
- Regulator investigation highlights possible abuse in energy markets
- New acting head of Financial Conduct Authority steps into position
- British bill of rights in the offing
- SRA considers alternative to client account
- Single Resolution Mechanism implemented in Germany
- New cartel director at UK competition regulator
- UK power stations closed ahead of EU regulations on air quality
Articles
- Fourth Money Laundering Directive: increased risk management requirements - Dr. Joachim Kaetzler & Tanja Kordys, CMS Hasche Sigle
- Many parties, many risks Part 2: Managing your third parties - Keith Read, LRN
- “Guilty until proven innocent”: Senior bankers should look to the UK Bribery Act to avoid liability - Rhys Novak, Charles Russell Speechlys LLP
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July/Aug 2015
Volume 4, Issue 4
View Front Cover (PDF)
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News Items
- Facebook wins latest privacy case but the battle continues
- Uber under threat of ban in France and at home for breach of regulations
- Electrolux $3.3bn bid for GE appliances blocked by US Department of Justice
- German regulator launches Deutsche LIBOR probe
- Drop in dawn raids as FCA focuses elsewhere
- Shortage of Compliance Officers in Asia
- FCA chief resigns
Articles
- Corporate involvement in political activities: risks and rules - Peter van Veen, Transparency International UK
- Many parties, many risks Part 1: Who are your third parties? - Keith Read, LRN
- Big business and modern slavery: what your organisation should be doing - Paul Henty & Simon Holdsworth, Charles Russell Speechlys LLP
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