Back issues of Compliance & Risk Journal

 

This page sets out the subject matter of the main articles in each edition of Compliance & Risk journal to date. To search for a specific word/subject on this page, click Ctrl+F on the keyboard.

Back issues of Compliance & Risk journal are charged at £105.00 (€135.00) each for a hard copy (including postage and packing) and £130.00 + VAT (€165.00 + VAT) each for the electronic version (PDF format).

To purchase a copy of any journal back issues simply send us an email detailing your order or call our Journal Subscriptions department on: +44 (0)845 226 5723.



March/April 2015
Volume 4, Issue 2

 

View Front Cover (PDF)

News Items

  • Commerzbank makes $1.45bn money-laundering settlement
  • CMA updates theories of harm in investigation of GB energy market
  • China anti-trust case costs Qualcomm record $975m
  • New public procurement regulations in force
  • New oil regulator to have power to impose fines
  • Government targets corporates with new tax evasion laws
  • Meanwhile in Brussels...
  • SSE in list of companies failing to pay minimum wage

 

Articles

  • The impact and content of the new UK Consumer Contracts Regulations - Oliver Price & Christina Fleming, Charles Russell Speechlys LLP
  • Social media compliance Part 1: outwardfacing strategies - Laura Scaife, Addleshaw Goddard LLP
  • Reducing the risks of failing banks: the Bank Recovery and Resolution Directive - Barney Hearnden & Ash Saluja, CMS Cameron McKenna LLP
 

January/February 2015
Volume 4, Issue 1

 

View Front Cover (PDF)

News Items

  • Alstom pays $772m to settle US bribery allegations
  • Financial Conduct Authority keeps promise on tougher regulation
  • FCA fines ex-Banco Espírito Santo
  • Asset managers drive for better standards
  • US fines Honda $70m for failure to report deaths
  • Calls for energy regulator to have powers to force fuel bill cuts
  • Lloyds asks for exemption from ring-fencing rule
  • ICO issues warning over accident claim calls

 

Articles

  • Looking to the next 12 months: 10 issues for UK Compliance Officers - Rhys Novak, Robert Bond & and Paul Henty, Charles Russell Speechlys LLP
  • Whistleblowing: Ireland’s Protected Disclosures Act 2014 – its context and impact - Clare Carroll, McCann FitzGerald
  • Book review: 'Handbook of Social Media and the Law' (Author: Laura Scaife from Addleshaw Goddard LLP) - Reviewed by Peter Coe, East Anglian Chambers
 

November/December 2014
Volume 3, Issue 6

 

View Front Cover (PDF)

News Items

  • Fines in Forex investigation settlement top $4billion
  • Central Bank of Ireland imposes record fine on Ulster Bank
  • Serious misconduct at the Bank of England
  • UBS failings despite whistleblower reports
  • Further forex fall-out
  • FCA action may force payday lenders out of the market
  • US sanctions probe into Standard Chartered

 

Articles

  • The FCA’s Business Plan and Risk Outlook: What authorised firms can expect from the FCA over the coming year - Eimear O’Brien, Associate at
    Berwin Leighton Paisner LLP
  • Bank ring-fencing in the UK - Ash Saluja & Barney Hearnden, CMS Cameron McKenna LLP
  • Data sharing in group companies - Laura Scaife, Addleshaw Goddard LLP
 

September/October 2014
Volume 3, Issue 5

 

View Front Cover (PDF)

News Items

  • McDonald’s caught in crossfire as Russia wages compliance war
  • Financial regulators in the US look into dark pools
  • Top forex trader told to stay at home
  • New anti-trust boss for EU
  • Syndicate bank chief arrested for bribery
  • SRA compliance initiative on money-laundering
  • Dubai regulator restricts Espírito Santo Bank
  • Misconduct overseas may lead to disqualification as a UK director
  • Takeover Panel advocates stricter rules for promises made in takeover deals

 

Articles

  • TUPE Update: Easing the Burden on Employers - John Evason & Sara Kaltz, Baker & McKenzie LLP
  • Behavioural economics: a new basis for FCA intervention - Caroline Hobson, CMS Cameron McKenna LLP
  • Dawn Raid Ready Part 3: A Brief Reference Guide - Keith Read, LRN
 

July/August 2014
Volume 3, Issue 4

 

View Front Cover (PDF)

News Items

  • Competition regulator to investigate ‘big six’ energy groups
  • Barclays in regulatory hot water on both sides of the pond
  • Privacy concerns over Google Glass
  • SRA’s complaint-handling improves
  • BNP Paribas fined $9bn for sanctions violations
  • New consumer contract regulations
  • EU data protection reform progresses

 

Articles

  • Dawn raid ready Part 2: Response planning - Keith Read, LRN
  • Privilege in investigations: the challenges and misconceptions - Joanna Ludlam and Emily Tilden-Smith, Baker & McKenzie LLP
  • The EU single resolution mechanism for Eurozone banks - Ash Saluja, CMS Cameron McKenna LLP and Joachim Kaetzler, CMS Hasche Sigle (Germany)
  • Enterprise risk management - Nick Alford, Kingston Smith Consulting LLP
 
«StartPrev123456NextEnd»

 
Subscribe to PDP Journals
Renew your subscription to PDP Journals