Back issues of Compliance & Risk Journal

 

This page sets out the subject matter of the main articles in each edition of Compliance & Risk journal to date. To search for a specific word/subject on this page, click Ctrl+F on the keyboard.

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July/Aug 2015
Volume 4, Issue 4

 

View Front Cover (PDF)

News Items

  • Facebook wins latest privacy case but the battle continues
  • Uber under threat of ban in France and at home for breach of regulations
  • Electrolux $3.3bn bid for GE appliances blocked by US Department of Justice
  • German regulator launches Deutsche LIBOR probe
  • Drop in dawn raids as FCA focuses elsewhere
  • Shortage of Compliance Officers in Asia
  • FCA chief resigns

 

Articles

  • Corporate involvement in political activities: risks and rules - Peter van Veen, Transparency International UK
  • Many parties, many risks Part 1: Who are your third parties? - Keith Read, LRN
  • Big business and modern slavery: what your organisation should be doing - Paul Henty & Simon Holdsworth, Charles Russell Speechlys LLP
 

May/June 2015
Volume 4, Issue 3

 

View Front Cover (PDF)

News Items

  • SFO reports guilty plea in multimillion pound corruption case
  • EAT says ‘public interest’ requirement for whistleblowing is a low hurdle
  • Mishandled PPI complaints cost Clydesdale Bank £20m
  • FATCA introduced in Luxembourg
  • Corporate manslaughter charge against care home
  • Boost for Polish consumer rights protection
  • Striving for stricter building standards in Japan
  • EU looks at extending wind - down rules beyond banking industry
  • EU adopts Fourth Anti-money-laundering Directive
  • Europe mounts anti-abuse case against Google

 

Articles

  • Monitoring in the workplace – damned if you do and damned if you don’t! - Robert Bond & Viktoria Protokova, Charles Russell Speechlys LLP
  • DOJ and the FCPA: The pursuit of prosecutions of individuals - J. Patrick Rowan, McGuireWoods LLP
  • The FCA’s Business Plan 2015/2016 - What can we expect from the regulator in the coming year? - Eimear O’Brien, Berwin Leighton Paisner LLP
  • Social media compliance Part 2: Inward-facing compliance strategy - Laura Scaife, Addleshaw Goddard LLP
 

March/April 2015
Volume 4, Issue 2

 

View Front Cover (PDF)

News Items

  • Commerzbank makes $1.45bn money-laundering settlement
  • CMA updates theories of harm in investigation of GB energy market
  • China anti-trust case costs Qualcomm record $975m
  • New public procurement regulations in force
  • New oil regulator to have power to impose fines
  • Government targets corporates with new tax evasion laws
  • Meanwhile in Brussels...
  • SSE in list of companies failing to pay minimum wage

 

Articles

  • The impact and content of the new UK Consumer Contracts Regulations - Oliver Price & Christina Fleming, Charles Russell Speechlys LLP
  • Social media compliance Part 1: outwardfacing strategies - Laura Scaife, Addleshaw Goddard LLP
  • Reducing the risks of failing banks: the Bank Recovery and Resolution Directive - Barney Hearnden & Ash Saluja, CMS Cameron McKenna LLP
 

January/February 2015
Volume 4, Issue 1

 

View Front Cover (PDF)

News Items

  • Alstom pays $772m to settle US bribery allegations
  • Financial Conduct Authority keeps promise on tougher regulation
  • FCA fines ex-Banco Espírito Santo
  • Asset managers drive for better standards
  • US fines Honda $70m for failure to report deaths
  • Calls for energy regulator to have powers to force fuel bill cuts
  • Lloyds asks for exemption from ring-fencing rule
  • ICO issues warning over accident claim calls

 

Articles

  • Looking to the next 12 months: 10 issues for UK Compliance Officers - Rhys Novak, Robert Bond & and Paul Henty, Charles Russell Speechlys LLP
  • Whistleblowing: Ireland’s Protected Disclosures Act 2014 – its context and impact - Clare Carroll, McCann FitzGerald
  • Book review: 'Handbook of Social Media and the Law' (Author: Laura Scaife from Addleshaw Goddard LLP) - Reviewed by Peter Coe, East Anglian Chambers
 

November/December 2014
Volume 3, Issue 6

 

View Front Cover (PDF)

News Items

  • Fines in Forex investigation settlement top $4billion
  • Central Bank of Ireland imposes record fine on Ulster Bank
  • Serious misconduct at the Bank of England
  • UBS failings despite whistleblower reports
  • Further forex fall-out
  • FCA action may force payday lenders out of the market
  • US sanctions probe into Standard Chartered

 

Articles

  • The FCA’s Business Plan and Risk Outlook: What authorised firms can expect from the FCA over the coming year - Eimear O’Brien, Associate at
    Berwin Leighton Paisner LLP
  • Bank ring-fencing in the UK - Ash Saluja & Barney Hearnden, CMS Cameron McKenna LLP
  • Data sharing in group companies - Laura Scaife, Addleshaw Goddard LLP
 
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